We acknowledge that we will act as an investment fiduciary for ERISA purposes.

We are not affiliated with any investment company, group annuity insurer nor are we the adviser or underwriter of any investment option that we offer to your Plan.

We will assist you in selecting investment(s) for your Plan.  LIS makes available a broad selection of investments as well as group annuity insurance products as investment alternatives for retirement plans.

If the Plan allows participants to choose among designated investment alternatives, we will assist you in selecting these investment alternatives. We will advise you about complying with the “broad range” requirement of DOL regulations issued under ERISA Section 404(c) and, if appropriate for your Plan, may also assist you in selecting a suitable Qualified Default Investment Alternative (QDIA) as described by DOL regulations.

At designated intervals (usually annually) we will review with you the performance of your Plan's investments and, if appropriate, recommend whether to add, delete or replace investments.  Following your directions, we will assist you in implementing any changes to your Plan’s investment program.

We will provide you with educational materials and in-person training relating to the investment duties of Plan fiduciaries. If the Plan allows participants to choose among designated investment alternatives, we will assist you in providing investment education or information services for participants as specified in our agreement. This can include in-person group participant education and enrollment meetings, printed education materials (which may include posters, payroll stuffers, and emails), and other similar services.  Services provided to participants will be limited to non-fiduciary investment education services as defined by DOL Interpretative Bulletin 96-1; unless otherwise mutually agreed upon.

The fee we charge for our services will be contingent upon the following: investible assets inside the Plan, additional benefit plans (medical, dental, etc…) for which LIS is the broker of record, and the level of service you would like to offer your employees.

Securities offered through LPL Financial, Member FINRA/SIPC. Investment advisory services offered through Global Retirement Partners, LLC, a registered investment advisor. Global Retirement Partners, LLC, Lincoln Insurance Services and LPL Financial are non-affiliated entities. The LPL Financial Registered Representatives associated with this site may only discuss and/or transact securities business with residents of the following states: California.

Lincoln Insurance Services
1660 Olympic Blvd, Ste. 201
Walnut Creek, CA 94596